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Legal & Risk

AVP - Supervision Framework

Barclays Pune, India
Full Time 6–10 years experience
About the Role

As an AVP - Supervision Framework at Barclays, you will drive global control initiatives to manage operational and conduct risks within the investment banking space. You will collaborate with business and functions on risk and control activities, including addressing PRA (Prudential Regulation Authority) trading controls regulatory requirements and internal assurance issues. Key responsibilities include building an end-to-end trading supervision system to enhance architecture, design, user experience, and risk management in line with regulations and the Barclays Control Framework. You will ensure the business can identify, design, and implement appropriate controls and quality assurance measures to proactively flag and highlight risks. You will compile reports and data on governance status for business line control meetings and regulatory enquiries, generate periodic MI reports for onshore supervision stakeholders, and engage with global CCO Control Business Partners, Business Management, Supervisors, and other key stakeholders for regular feedback on control initiatives. You will provide expert technical advice to support risk management, ensure timely delivery and effectiveness of controls, and develop and maintain an efficient supervision control framework including resolving escalation issues and providing sign-off rates to governance forums.

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